James R. Dumbeck,  CFP<sup>&reg;</sup> - Financial Advisor

James R. Dumbeck, CFP®

Financial Advisor

Waddell & Reed

3020 Old Ranch Parkway, Suite 300
Seal Beach, CA 90740
FINANCIAL ADVISOR'S WEBSITE
(562) 799-5512 CONNECT WITH James
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General

James Dumbeck is a CERTIFIED FINANCIAL PLANNER™ professional and member of the Financial Planning Association. Serving clients at Waddell & Reed in Seal Beach, CA and the surrounding communities.

Financial Advisor Overview

Jim Dumbeck is a CERTIFIED FINANCIAL PLANNERTM practitioner and Financial Advisor with Waddell & Reed.  He has over 30 years of experience in the financial industry and focuses on working with individuals, families, and business owners to help make the most of their financial futures. He has been licensed since 1997. Jim assists his clients in analyzing their financial situations, identifying and implementing an appropriate plan of action, and monitoring their progress so that they can pursue their financial goals.

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Financial Advisor Certifications

Securities Registrations or Exam Qualifications

7, 66

Designations & Certifications

  • CERTIFIED FINANCIAL PLANNER™ (CFP®)

Insurance Licenses

  • Life insurance
  • Health/disability insurance
  • Fixed annuities
  • Variable annuities

Broker-Dealer Affiliation

Waddell & Reed, Inc.

Broker-Dealer Disclaimer

Securities and Investment Advisory Services offered through Waddell & Reed, Inc., a Broker/Dealer, Member FINRA/SIPC and a Federally Registered Investment Advisor.

Insurance products are offered through insurance companies/agencies with which Waddell & Reed has sales arrangements.

Investment and Insurance products offered through Waddell & Reed, Inc.: Not FDIC/NCUA Insured • No Bank Guarantee • May Lose Value


Financial Advisor's Specialties

Comprehensive Financial Planning, 401(k)/403(b)/IRAs, Annuities, Asset Allocation, Career Change, Estate Planning, Investment Management, Mutual Funds, Real Estate, Job Loss, Insurance, Life Planning, Retirement, Stocks & Bonds, Long-term Care, Tangible Assets, Sudden Wealth, Men's Finances, Special Needs, Women's Finances

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Helpful Financial Planning Resources