Tom Morris, CFP^®

MBA, RICP, RMA

Wealth Management Advisor

Northwestern Mutual Wealth Management

240 Leigh Farm Rd, Ste 400
Durham, NC 27707

+ 1 More Location

Northwestern Mutual Wealth Management

4020 Westchase Blvd, Suite 275
Raleigh, NC 27607

FINANCIAL ADVISOR'S WEBSITE

www.tommorris-nm.com

(919) 401-0331 CONNECT WITH Tom

Compensation

COMPENSATION METHODS

Commission and Fee

COMPENSATION CONSIDERATIONS

My team can be compensated three different ways. Client can decide which way(s) make the most sense for their situation.

Minimums

HOUSEHOLD INCOME MINIMUM

No Minimum

Investable Asset Minimum

No Minimum

General

Tom Morris is a CERTIFIED FINANCIAL PLANNER™ professional and member of the Financial Planning Association. Serving clients at Northwestern Mutual Wealth Management in Durham, NC and the surrounding communities.

Financial Advisor Overview

I specialize in holistic financial planning and wealth management. Specific expertise in Retirement Distribution (and effective accumulation with distribution in mind), Wealth and Values Transfer (Legacy/Estate), Business formation, succession, and exit planning, Executive Benefits, Employee Benefits, and mitigating the effect of taxes.

Financial Advisor Experience

A dozen years with Northwestern Mutual. Prior to that I was a CEO/CFO/EVP with a number of firms.

Financial Advisor Certifications

Securities Registrations or Exam Qualifications

7, 65, 66

Designations & Certifications

CERTIFIED FINANCIAL PLANNER™ (CFP^®)
Chartered Financial Consultant (ChFC^®)
Other - RICP, CLTC, CASL, RMA

Insurance Licenses

Life insurance: NC, SC, VA, IL, NY, CA (26 states)
Health/disability insurance: NC
Fixed annuities: NC, IL (26 states)
Variable annuities: NC (18 states)

Broker-Dealer Affiliation

Northwestern Mutual

Broker-Dealer Disclaimer

FINRA BrokerCheck

Financial Advisor's Specialties

Budget & Debt Management, Comprehensive Financial Planning, Attending College, 401(k)/403(b)/IRAs, Buying a Home, Charitable & Planned Giving, Annuities, Asset Allocation, Career Change, Business Taxes, Estate Planning, Investment Management, Employee Benefits, Getting Divorced, Irregular Income, Getting Married, Mutual Funds, Job Loss, Insurance, Real Estate, Retirement, Stocks & Bonds, Life Planning, Startup, Succession Planning, Starting a Family, Tangible Assets, Long-term Care, Sudden Wealth, Men's Finances, Nontraditional Households, Special Needs, Personal Taxes, Women's Finances