Tom  Morris,  CFP<sup>&reg;</sup> - Financial Advisor

Tom Morris, CFP®


Wealth Management Advisor

Northwestern Mutual Wealth Management

240 Leigh Farm Rd, Ste 400
Durham, NC 27707

Northwestern Mutual Wealth Management

4020 Westchase Blvd, Suite 275
Raleigh, NC 27607
(919) 401-0331 CONNECT WITH Tom
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Tom Morris is a CERTIFIED FINANCIAL PLANNER™ professional and member of the Financial Planning Association. Serving clients at Northwestern Mutual Wealth Management in Durham, NC and the surrounding communities.

Financial Advisor Overview

I specialize in holistic financial planning and wealth management.  Specific expertise in Retirement Distribution (and effective accumulation with distribution in mind), Wealth and Values Transfer (Legacy/Estate), Business formation, succession, and exit planning, Executive Benefits, Employee Benefits, and mitigating the effect of taxes.


Financial Advisor Experience

A dozen years with Northwestern Mutual.  Prior to that I was a CEO/CFO/EVP with a number of firms.

Financial Advisor Certifications

Securities Registrations or Exam Qualifications

7, 65, 66

Designations & Certifications

  • Chartered Financial Consultant (ChFC®)
  • Other - RICP, CLTC, CASL, RMA

Insurance Licenses

  • Life insurance: NC, SC, VA, IL, NY, CA (26 states)
  • Health/disability insurance: NC
  • Fixed annuities: NC, IL (26 states)
  • Variable annuities: NC (18 states)

Broker-Dealer Affiliation

Northwestern Mutual

Broker-Dealer Disclaimer

Financial Advisor's Specialties

Budget & Debt Management, Comprehensive Financial Planning, Attending College, 401(k)/403(b)/IRAs, Buying a Home, Charitable & Planned Giving, Annuities, Asset Allocation, Career Change, Business Taxes, Estate Planning, Investment Management, Employee Benefits, Getting Divorced, Irregular Income, Getting Married, Mutual Funds, Job Loss, Insurance, Real Estate, Retirement, Stocks & Bonds, Life Planning, Startup, Succession Planning, Starting a Family, Tangible Assets, Long-term Care, Sudden Wealth, Men's Finances, Nontraditional Households, Special Needs, Personal Taxes, Women's Finances


Helpful Financial Planning Resources