David C. Neff,  CFP<sup>&reg;</sup> - Financial Advisor

David C. Neff, CFP®

CRPS, AIF

Financial Advisor

Cetera Advisor Networks

17215 Studebaker Road, Suite 331
Cerritos, CA 90703
(800) 266-7993
(562) 420-9060

General

David Neff is a CERTIFIED FINANCIAL PLANNER™ professional and member of the Financial Planning Association. Serving clients at Cetera Advisor Networks in Cerritos, CA and the surrounding communities.

Financial Advisor Overview

David is a CERTIFIED FINANCIAL PLANNER practitioner, CHARTERED RETIREMENT PLAN SPECIALIST, Accredited Investment Fiduciary, Registered Securities Principal and Registered Municipal Principal. He is an Investment Advisor Representative, providing financial planning, investment advice and brokerage services through Cetera Advisor Networks, a full service Broker/Dealer, member FINRA/SIPC. He is also a licensed Life, Long-Term Care and Disability Insurance Agent. David entered the financial services industry in 1996 and built a clientele comprised mainly of professionals and small business owners. In his practice, emphasis is placed on providing the education and information clients need to make intelligent investment decisions. He works closely with each individual, helping clients work towards their financial goals. David has built a solid reputation by providing quality service and always putting his client's interest first. David adheres to a Code of Ethics of seven principals, which are: Integrity, Objectivity, Competence, Fairness, Confidentiality, Professionalism and Diligence. His services extend beyond investments into retirement, life insurance, long term care, estate planning and college planning. He is a member of the Financial Planning Association and the Financial Services Institute. He continues to further his education through classes and seminars to increase the value he brings to his clients. David offers both fee-based and commission based financial planning, which ever is best for the client. As a Christian, David believes he should serve his clients as though he is serving the Lord.

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Financial Advisor Experience

email: neffd@LegacyFinancial.info

Financial Advisor Certifications

Securities Registrations or Exam Qualifications

7, 6, 24, 53, 63, 65

Designations & Certifications

  • CERTIFIED FINANCIAL PLANNER™ (CFP®)
  • Other - CRPS(R)

Insurance Licenses

  • Life insurance: CA, FL, VA
  • Health/disability insurance: CA
  • Fixed annuities: CA, FL, VA, CO
  • Variable annuities: CA, FL, VA, CO

Broker-Dealer Affiliation

Cetera Financial Group

Broker-Dealer Disclaimer

CA Insurance License #0C00462 Securities and Advisory Services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency), member FINRA/SIPC, a Broker/Dealer and Registered Investment Adviser. Advisory Services are also offered through CLG, LLC. Cetera is under separate ownership from any other named entity.

Financial Advisor's Specialties

Budget & Debt Management, Comprehensive Financial Planning, 401(k)/403(b)/IRAs, Annuities, Asset Allocation, Investment Management, Estate Planning, Employee Benefits, Mutual Funds, Insurance, Retirement, Stocks & Bonds, Long-term Care

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Helpful Financial Planning Resources