Charles L. Failla,  CFP<sup>&reg;</sup> - Financial Advisor

Charles L. Failla, CFP®

Principal

Sovereign Financial Group, Inc.

The Chrysler Building, 405 Lexington Avenue
New York, NY 10174
FINANCIAL ADVISOR'S WEBSITE
(888) 765-8180
(212) 922-1402
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General

Charles Failla is a CERTIFIED FINANCIAL PLANNER™ professional and member of the Financial Planning Association. Serving clients at Sovereign Financial Group, Inc. in New York, NY and the surrounding communities.

Financial Advisor Overview

A word about Charles (Chuck) Failla, CFP(r)... As a Board CERTIFIED FINANCIAL PLANNER(TM) practitioner, Chuck understands that shepherding a client’s financial and retirement plan requires more than simply “picking investments”. Instead, he applies his experience as a CERTIFIED FINANCIAL PLANNER(TM) practitioner to coordinate all aspects of a client’s financial picture: goals, investments, taxes, liabilities, and, estate / legacy planning. By following this disciplined approach he is able to ensure all aspects of a client's financial and estate planning needs are properly coordinated and continuously monitored. In addition to working with clients, Chuck is a regular commentator on financial topics for The New York Daily News, Reuters and CBS Market Watch. He has been quoted in numerous other publications such as Forbes, USA Today, Elle Magazine and others. He also speaks regularly to groups throughout the New York City and Fairfield County areas on a wide array of financial planning topics. As an active member of the community, Chuck volunteers his time and expertise by sitting on a number of non-profit Boards in both New York and Connecticut. He is also a participating member of the National Financial Planning Association and American Mensa.Chuck received his degree in Finance from The University of Connecticut and completed his coursework for the CFP® certification with The American College. Chuck resides in North Stamford with his wife, two children and one, very energetic, black Lab. He enjoys all things outdoors -- on the weekends you will find him with his family hiking the Mianus River, camping at the Ward Pound Ridge Preserve, skiing in VT or boating on the Long Island Sound.

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Financial Advisor Certifications

Securities Registrations or Exam Qualifications

65

Designations & Certifications

  • CERTIFIED FINANCIAL PLANNER™ (CFP®)
  • Other - Registered Investment Adv. Representative

Insurance Licenses

  • Life insurance: NY, CT, NJ, FL, CA, IL
  • Health/disability insurance: NY, CT, NJ, FL, CA, IL
  • Fixed annuities: NY, CT, NJ, FL, CA, IL
  • Variable annuities: NY, CT, NJ, FL, CA, IL

Financial Advisor's Specialties

Comprehensive Financial Planning, 401(k)/403(b)/IRAs, Charitable & Planned Giving, Asset Allocation, Estate Planning, Investment Management, Employee Benefits, Getting Divorced, Mutual Funds, Getting Married, Life Planning, Retirement, Stocks & Bonds, Long-term Care, Tangible Assets, Succession Planning, Sudden Wealth, Special Needs, Women's Finances

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Helpful Financial Planning Resources