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Broker Affiliation: Kestra Investment Services, LLC
Languages: English
Three distinct service model for clients: - Financial Planning for All (For clients under $3,000,000 in AUM) - Private Wealth Management (For clients with $3MM-$25MM in AUM) - Generational Wealth (For clients over $25MM in AUM)
Business Owners, Executives, GenX, High Earning First Generation, Millennials & GenZ, Philanthropists, Physicians & Healthcare, Pre-Retiree, Retirees or Seniors, Women & Female Leaders, Working in Retirement
Buying a Home and Relocation, Career Changes or Job Loss, Caregiving for Aging Relatives, Compensation Changes, Death in the Family, Divorce Planning, Early Retirement or Financial Independence, End of Life and Legacy Planning, First Job and Career Entry, Funding Education, Getting Married and Starting a Family, Retirement Planning, Sudden Wealth or Inheritance, Widowhood
Certified Financial Planners have a proven blueprint for success—but your planner builds it entirely around you.
Summarized from the CFP® Board's Practice Standards. cfp.net
How we're different than most firms: - No asset minimum - Free initial interview - All advisors are salaried professionals, not salespeople - Flat fee initial planning engagement - Three client service models available to meet you where you are - All client deliverables are uniquely ours, not a commercial software output
Securities offered through Kestra Investment Services, LLC (Kestra IS), member FINRA/SIPC. Investment advisory services offered through Kestra Advisory Services, LLC (Kestra AS), an affiliate of Kestra IS. Brotman Financial is not affiliated with Kestra IS or Kestra AS.
This material is provided for informational purposes only and does not constitute investment, tax, or legal advice. It is not a recommendation or solicitation to buy or sell any security, insurance product, or investment strategy. Past performance does not guarantee future results. All investing involves risk, including the possible loss of principal. Tax and legal matters are outside the scope of this engagement; consult your attorney, accountant, and other qualified professionals before making financial decisions. Additional information about this financial professional, including registration status and disciplinary history, is available through FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure website.
Securities Registrations or Exam Qualifications
Series 6
Series 7
Series 63
Series 65
Designations & Certifications
CFP®
Insurance Licenses
Life Insurance License
Health/Disability Insurance License
Property & Casualty Insurance License
Investment and Portfolio
Tax Planning
Retirement Income and Distribution
Estate, Trust, and Legacy Planning
Risk Management and Insurance
Cash Flow and Debt Optimization
Education and College Planning
Business Succession Planning
Equity Compensation Planning
Concentrated Stock and Diversification Planning
Executive Compensation Planning
Charitable Giving
This planner self-certifies that the information in this profile is accurate. Consumers should independently verify the planner’s credentials, registration, and background through CFP Board, the SEC, and FINRA BrokerCheck.
Compensation Methods
Commission and Fee
Commission and fee applies if a CFP® professional and any related party receives or is entitled to receive both commissions and fees for providing professional activities; the CFP® professional must disclose compensation as "Commission and Fee."
Household Income Minimum
No minimum
Investable Asset Minimum
No minimum