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Summarized from the CFP® Board's Practice Standards. cfp.net
Securities and advisory services are offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC). Insurance products are offered through LPL or its licensed affiliates. State Bank and Compass Investment Services are not registered as a broker-dealer or investment advisor. Registered representatives of LPL offer products and services using Compass Investment Services, and may also be employees of State Bank. These products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, State Bank or Compass Investment Services. Securities and insurance offered through LPL or its affiliates are:
This material is provided for informational purposes only and does not constitute investment, tax, or legal advice. It is not a recommendation or solicitation to buy or sell any security, insurance product, or investment strategy. Past performance does not guarantee future results. All investing involves risk, including the possible loss of principal. Tax and legal matters are outside the scope of this engagement; consult your attorney, accountant, and other qualified professionals before making financial decisions. Additional information about this financial professional, including registration status and disciplinary history, is available through FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure website.