David  Rosenstrock,  CFP<sup>&reg;</sup> - Financial Advisor

David Rosenstrock, CFP®

Director

Wharton Wealth Planning, LLC

150 Washington Avenue, Suite 201
Santa Fe, NM 87501

Wharton Wealth Planning, LLC

3 Columbus Circle, Floor 15
New York, NY 10019
FINANCIAL ADVISOR'S WEBSITE
(646) 450-7021

General

David Rosenstrock is a CERTIFIED FINANCIAL PLANNER™ professional and member of the Financial Planning Association. Serving clients at Wharton Wealth Planning, LLC in Santa Fe, NM and the surrounding communities.

Financial Advisor Overview

Wharton Wealth Planning, LLC, a New York-based wealth-planning firm, provides independent financial-planning services to individuals, families and small businesses. Financial plans are constructed by a Certified Financial Planner to meet clients’ unique and evolving situations and goals. Advisory services include: investment portfolio planning, tax planning, retirement planning (distributions and conversions), estate planning, cash flow planning, education planning, charitable giving, employee stock options, and insurance needs analysis. Wharton Wealth Planning, LLC, reviews investment portfolios and suggests asset allocations that take a long-term view enabling investments to compound over time to optimize the outcome. We can perform annual reviews to monitor the portfolio and, if necessary, rebalance the portfolio based upon the client’s individual needs, stated goals and objectives. Our process is to schedule a thirty-minute initial meeting to review your current situation and goals. If you decide to proceed, simply upload a list of requested documents to a secure, online portal using a checklist we will provide. Once we have all of your data, we conduct our analysis in approximately four weeks.

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Financial Advisor Experience

Prior to founding Wharton Wealth Planning, LLC, David B. Rosenstrock, CFP® worked as a Director of Investment Research at Registered Investment Advisor Sage Capital Management LLC for six years. Previously, David worked at several regional broker dealers focusing on fixed-income and equity markets for institutional investors. He earned his MBA from the Wharton Business School and B.S. in economics from Cornell University. He is a Certified Financial Planner and is also licensed to sell life insurance in New York State. David lives in Manhattan, N.Y., with his wife and their two very active children.

Financial Advisor Certifications

Securities Registrations or Exam Qualifications

Designations & Certifications

  • CERTIFIED FINANCIAL PLANNER™ (CFP®)
  • Other - NYS Life Insurance agent

Insurance Licenses

  • Life insurance: NY

Financial Advisor's Specialties

Arbitration & Mediation, Budget & Debt Management, Comprehensive Financial Planning, Attending College, 401(k)/403(b)/IRAs, Charitable & Planned Giving, Annuities, Banking, Buying a Home, Career Change, Bankruptcy, Business Taxes, Asset Allocation, Cross-border Planning, Estate Planning, Investment Management, Corporate Finance, Disaster Recovery, Limited Partnerships, Government & Military, Employee Benefits, Getting Divorced, Irregular Income, Mutual Funds, Getting Married, Identity Theft, Real Estate, Insurance, Job Loss, Minority Financing, Startup, Life Planning, Retirement, Stocks & Bonds, Tangible Assets, Long-term Care, Succession Planning, Starting a Family, Sudden Wealth, Medical & Health Issues, Men's Finances, Nontraditional Households, Special Needs, Personal Taxes, Women's Finances

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Helpful Financial Planning Resources